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  UBTI
UCC
UGMA
UIT
ultimatum
ultimo
ultra vires activities
umbrella liability insurance
unappropriated profit
unaudited opinion
unbalanced growth
uncertainty
uncertificated shares
uncollected funds
unconditional
uncovered call
uncovered option
uncovered put
underbanked
underbooked
undercapitalization
underemployment
underfunded pension plan
underinsured
underinsured motorist coverage
underlier
underlying
underlying debt
underlying security
undermargined account
underperformer
underpricing
undervalued
underwater
underweighted
underwithholding
underwrite
underwriter
underwriter's warrants
underwriting
underwriting agreement
underwriting group
underwriting spread
undiversifiable risk
unearned income
unearned interest
unearned revenue
unemployed
unemployment
unemployment rate
unencumbered property
unequivocal
uneven lot
unfunded pension plan
 Unified Tax Credit
Uniform Commercial Code (UCC)
Uniform Gift to Minors Act (UGMA)
Uniform Securities Act
uniform submission agreement
Uniform Transfer to Minors Act (UTMA)
uninsured motorist coverage
union
unissued stock
unit
unit cost
Unit Investment Trust (UIT)
unit of trade
unit of trading
Unit Trust
unit value
universal life
unleveraged
unlimited liability
unlimited risk
unlimited tax bond
unlisted
unlisted trading
unload
unpaid dividend
unqualified audit
unqualified opinion
unrealized
unrealized loss
unrealized profit
unrelated business taxable income (UBTI)
unseasoned issue
unsecured
unsecured loan
unsponsored ADR
unsystematic risk
unwind
upgrade
upside
upswing
uptick
uptime
uptrend
up volume
urban
useful life
U.S. Government Agency Security
U.S. Savings Bond
U.S. Treasury
U.S. Treasury Bill
U.S. Treasury Bond
U.S. Treasury Note
U.S. Treasury Securities
usury
utility

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