Full Newsletter   Newsletter Archives
Home Our Mission Testimonials Contact who we are
Change
Categories
Personal
Information
Saved
Articles
Calculators Refer
Colleague
Unsubscribe
To Email
Comments &
Feedback
Help
On Email
 Glossary:  ABCDEFGHIJKLMNOPQRSTUVWXYZ
 Know Your Customer  
 

A guideline stated or implied by various securities regulatory bodies which requires that brokers determine the suitability of investments for customers before making recommendations. also called Rule 405 or Suitability Rules.

This Glossary is provided by www.InvestorWords.com
Copyright © 1997-2005 by WebFinance Inc. All Rights Reserved.
Personal
Information
Unsubscribe
to Email
Your
Privacy
Disclaimer
of Liability
© 2008,Powered by BizActions
Patent Pending